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Государственный университет - Высшая школа экономики
Журнал "Экономическая социология"
Лаборатория экономической социологии

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Weber, Max. Economy and Society: An Outline of Interpretive Sociology / Ed. by Guenther Roth, Claus Wittich; Transl. by Ephraim Fischoff et al. Berkeley: University of California Press, 1978. Table of contents
Abstract
Reviews
Excerpt


List of abbreviationsxxv
                                                           VOLUME I
Preface to the 1978 re-issuexxix
Prefacexxxi
Introduction by Guenther Rothxxxiii
1. A Claimxxxiii
2. Sociological theory, Comparative Study and Historical Explanation xxxv
3. The Legal Forms of Medieval Trading Enterprisesxl
4. Economic and Political Power in Ancient Germanic Historyxlii
5. The Roman Empire and Imperial Germanyxlvi
6. The Economic Theory of Antiquityl
7. A Political Typology of Antiquityliv
8. Weber’s Vision of the Future and His Academic Politics lvii
9. The Planning of Economy and Societylxii
10. The Structure of Economy and Societylxvi
       I. Part Two: The Earlier Partlxvii
           Ch. I: The Economy and Social Norms – On Stammlerlxvii
           Ch. II: On Marx, Michels and Sombart lxix
           Ch. III–V: The Relatively Universal Groupslxxiii
           Ch. VI: The Sociology of Religion lxxvi
           Ch. VII: The Market, Its Impersonality and Ethiclxxx
           Ch. VIII: The Sociology of Law lxxxi
           Ch. IX: Political Community and Statelxxxiv
           Ch. X–XVI: The Sociology of Dominationlxxxviii
                (a) The Theory of Modern Democracyxci
                (b) The Dimensions of Rulershipxciii
                (c) The Terminology of Dominationxciv
                (d) The City: Usurpation and Revolutionxcvii
       II. Part One: The Later Partc
11. Weber’s Political Writingsciv
12. On Editing and Translating Economy and Societycvii
13. Acknowledgments cx
Part One: CONCEPTUAL EXPOSITION
Chapter I
Basic Sociological Terms3
Prefatory Note3
1. The Definitions of Sociology and of Social Action4
       A. Methodological Foundations4
       B. Social Action22
2. Types of Social Action24
3. The Concept of Social Relationship26
4. Types of Action Orientation: Usage, Custom, Self-Interest29
5. Legitimate Order31
6. Types of Legitimate Order: Convention and Law33
7. Bases of Legitimacy: Tradition, Faith, Enactment36
8. Conflict, Competition, Selection38
9. Communal and Associative Relationships40
10. Open and Closed Relationships43
11. The Imputation of Social Action: Representation and Mutual Responsibility 46
12. The Organization48
13. Consensual and Imposed Order in Organizations50
14. Administrative and Regulative Order51
15. Enterprise, Formal Organization, Voluntary and Compulsory Association 52
16. Power and Domination53
17. Political and Hierocratic Organizations54
       Notes56
Chapter II
Sociological Categories of Economic Action63
Prefatory Note63
1. The Concept of Economic Action63
2. The Concept of Utility68
3. Modes of Economic Orientation of Action69
4. Typical Measures of Rational Economic Action71
5. Types of Economic Organizations74
6. Media of Exchange, Means of Payment, Money75
7. The Primary Consequences of the Use of Money. Credit80
8. The Market82
9. Formal and Substantive Rationality of Economic Action85
10. The Rationality of Monetary Accounting. Management and Budgeting 86
11. The Concept and Types of Profit-Making. The Role of Capital 90
12. Calculations in Kind100
13. Substantive Conditions of Formal Rationality in a Money Economy 107
14. Market Economies and Planned Economies109
15. Types of Economic Division of Labor114
16. Types of the Technical Division of Labor118
17. Types of the Technical Division of Labor – (Continued) 120
18. Social Aspects of the Division of Labor122
19. Social Aspects of the Division of Labor – (Continued) 125
20. Social Aspects of the Division of Labor: The Appropriation of Material Means of Production 130
21. Social Aspects of the Division of Labor: The Appropriation of Managerial Functions136
22. The Expropriation of Workers from the Means of Production 137
23.The Expropriation of Workers from the Means of Production – (Continued) 139
24. The Concept of Occupation and Types of Occupational Structure 140
24a. The Principal Forms of Appropriation and of Market Relationship 144
25. Conditions Underlying the Calculability of the Productivity of Labor 150
26. Forms of Communism153
27. Capital Goods and Capital Accounting154
28. The Concept of Trade and Its Principal Forms156
29. The Concept of Trade and Its Principal Forms – (Continued) 157
29a. The Concept of Trade and Its Principal Forms – (Concluded) 159
30. The Conditions of Maximum Formal Rationality of Capital Accounting 161
31. The Principal Modes of Capitalistic Orientation of Profit-Making 164
32. The Monetary System of the Modern State and the Different Kinds of Money: Currency Money166
33. Restricted Money174
34. Note Money176
35. The Formal and Substantive Validity of Money178
36. Methods and Aims of Monetary Policy180
36a. Excursus: A Critical Note on the „State Theory of Money“ 184
37. The Non-Monetary Significance of Political Bodies for the Economic Order 193
38. The Financing of Political Bodies194
39. Repercussions of Public Financing on Private Economic Activity 199
40. The Influence of Economic Factors on the Formation of Organizations 201
41. The Mainspring of Economic Activity202
       Notes206
Chapter III
The Types of Legitimate Domination212
I. The Basis of Legitimacy212
1. Domination and Legitimacy212
2. the Three Pure types of Authority215
II. Legal Authority with a Bureaucratic Administrative Staff 217
3. Legal Authority: The Pure Type217
4. Legal Authority: The Pure Type (Continued)220
5. Monocratic Bureaucracy223
III. Traditional Authority226
6. The Pure Type226
7. The Pure Type (Continued)228
7a. Gerontocracy, Patriarchalism and Patrimonialism231
8. Patrimonial Maintenance: Benefices and Fiefs235
9. Estate-Type Domination and Its Division of Powers236
9a. Traditional Domination and the Economy237
IV. Charismatic Authority241
10. Charismatic Authority and Charismatic Community241
V. The Routinization of Charisma246
11. The Rise of the Charismatic Community and the Problem of Succession 246
12. Types of Appropriation by the Charismatic Staff249
12a. Status Honor and the Legitimation of Authority251
VI. Feudalism255
12b. Occidental Feudalism and Its Conflict with Patrimonialism 255
12c. Prebendal Feudalism and Other Variants259
13. Combinations of the Different Types of Authority262
VII. The Transformation of Charisma in a Democratic Direction 266
14. Democratic Legitimacy, Plebiscitary Leadership and Elected Officialdom 266
VIII. Collegiality and the Division of Powers271
15. Types of Collegiality and of the Division of Powers271
16. The Functionally Specific Division of Powers282
17. The Relations of the Political Separation of Powers to the Economy 283
IX. Parties284
18. Definition and Characteristics284
X. Direct Democracy and Representative Administration289
19. The Conditions of Direct Democracy and of Administration by Notables 289
20. Administration by Notables290
XI. Representation292
21. The Principal Forms and Characteristics292
22. Representation by the Agents of Interest Groups297
       Notes299
Chapter IV
Status Groups and Classes302
1. Class Situation and Class Types302
2. Property Classes303
3. Commercial Classes304
4. Social Class305
5. Status and Status Group (Stand)305
       Notes307
Part Two: THE ECONOMY AND THE ARENA OF NORMATIVE AND DE FACTO POWERS
Chapter I
The Economy and Social Norms311
1. Legal Order and Economic Order311
A. The Sociological Concept of Law311
B. State Law and Extra-State Law316
2. Law, Convention, and Custom319
A. Significance of Custom in the Formation of Law319
B. Change Through Inspiration and Empathy321
C. Borderline Zones Between Convention, Custom, and Law323
3. Excursus in Response to Rudolf Stammler325
4. Summary of the Most General Relations Between Law and Economy 333
       Notes337
Chapter II
The Economic Relationships of Organized Groups339
1. Economic Action and Economically Active Groups339
2. Open and Closed Economic Relationships341
3. Group Structures and Economic Interests: Monopolist versus Expansionist Tendencies344
4. Five Types of Want Satisfaction by Economically Active Groups 348
5. Effects of Want Satisfaction and Taxation on Capitalism and Mercantilism 351
       Notes354
Chapter III
Household, Neighborhood and Kin Group356
1. The Household: Familial, Capitalistic and Communistic Solidarity 356
2. The Neighborhood: An Unsentimental Economic Brotherhood360
3. The Regulation of Sexual Relations in the Household363
4. The Kin Group and Its Economic Effects on the Household365
       Notes369
Chapter IV
Household, Enterprise and Oikos370
1. The Impact of Economic, Military and Political Groups on Joint Property Law and Succession in the Household370
The Disintegration of the Household: The Rise of the Calculative Spirit of the Modern Capitalist Enterprise375
3. The Alternative Development: The Oikos381
       Notes384
Chapter V
Ethnic Groups385
1. „Race“ Membership385
2. The Belief in Common Ethnicity: Its Multiple Social Origins and Theoretical Ambiguities387
3. Tribe and Political Community: The Disutility of the Notion of „Ethnic Groups“393
4. Nationality and Cultural Prestige395
       Notes398
Chapter VI
Religious Groups (The Sociology of Religion)399
I. The Origins of Religion399
1. The Original This-Worldly Orientation of Religious and Magical Action 399
2. The Belief in Spirits, Demons, and the Soul401
3. Naturalism and Symbolism403
4. Pantheon and Functional Gods407
5. Ancestor Cult and the Priesthood of the Family Head411
6. Political and Local Gods412
7. Universalism and Monotheism in Relation to Everyday Religious Needs and Political Organization415
       Notes420
II. Magic and Religion422
1. Magical Coercion versus Supplication, Prayer and Sacrifice 422
2. The Differentiation of Priests from Magicians425
3. Reactions to Success and Failure of Gods and Demons427
4. Ethical Deities and Increasing Demands Upon Them429
5. Magical Origins of Religious Ethics and the Rationalization of Taboo 432
6. Taboo Norms: Totemism and Commensalism433
7. Caste Taboo, Vocational Caste Ethics, and Capitalism435
8. From Magical Ethics to Conscience, Sin and Salvation437
       Notes439
III. The Prophet439
1. Prophet versus Priest and Magician439
2. Prophet and Lawgiver442
3. Prophet and Teacher of Ethics444
4. Mystagogue and Teacher446
5. Ethical and Exemplary Prophecy447
6. The Nature of Prophetic Revelation: The World As a Meaningful Totality 450
       Notes451
IV. The Congregation between Prophet and Priest452
1. The Congregation: The Permanent Association of Laymen452
2. Canonical Writings, Dogmas and Scriptural Religion457
3. Preaching and Pastoral Care as Results of Prophetic Religion 464
       Notes467
V. The Religious Propensities of Peasantry, Nobility and Bourgeoisie 468
1. Peasant Religion and Its Ideological Glorification468
2. Aristocratic Irreligion versus Warring for the Faith472
3. Bureaucratic Irreligion476
4. Bourgeois Religion and Economic Rationalism477
       Notes480
VI. The Religion of Non-Privileged Strata481
1. The Craftsmen’s Inclination Toward Congregational and Salvation Religion481
2. The Religious Disinclinations of Slaves, Day Laborers and the Modern Propetariat484
3. The Devolution of Salvation Religion from Privileged to Non-Privileged Strata486
4. The Religious Equality of Women Among Disprivileged Strata 488
5. The Differential Function of Salvation Religion for Higher and Lower Strata: Legitimation versus Compensation490
6. Pariah People and Ressentiment: Judaism versus Hinduism 492
       Notes499
VII. Intellectualism, Intellectuals, and Salvation Religion 500
1. Priests and Monks as Intellectualist Elaborators of Religion 500
2. High-Status Intellectuals as Religious Innovators502
3. Political Decline of Privileged Strata and Escapism of Intellectuals 503
4. The Religious Impact of Proletarian, Petty-Bourgeois and Pariah Intellectualism 507
5. The Intellectualism of Higher- and Lower-Ranking Strata in Ancient Judaism 508
6. The Predominance of Anti-Intellectualism Currents in Early Christianity 510
7. Elite and Mass Intellectualism in Medieval Christianity513
8. Modern Intellectual Status Groups and Secular Salvation Ideologies 515
       Notes517
VIII. Theology, Salvation, and Rebirth518
1. Theodicy and Eschatology518
2. Predestination and Providence522
3. Other Solutions of Theodicy: Dualism and the Transmigration of the Soul 523
4. Salvation: This-Worldly and Other-Worldly526
       Notes529
IX. Salvation Through the Believer’s Efforts529
1. Salvation Through Ritual529
2. Salvation Through Good Works532
3. Salvation Through Self-Perfection534
4. The Certainty and the Religious Virtuosi538
       Notes541
X. Asceticism, Mysticism and Salvation541
1. Asceticism: World-Rejecting or Inner-Worldly541
2. Mysticism versus Asceticism544
3. The Decisive Differences Between Oriental and Occidental Salvation 551
       Notes556
XI. Soteriology or Salvation From Outside557
1. Salvation Through the Savior’s Incarnation and Through Institutional Grace557
2. Salvation Through Faith Alone and Its Intellectual Consequences 563
3. Salvation Through Belief in Predestination572
       Notes576
XII. Religious Ethics and the World: Economics576
1. Worldly Virtues and the Ethnics of Ultimate Ends576
2. Familial Piety, Neighborly Help, and Compensation579
3. Alms-Giving, Charity, and the Protection of the Work581
4. Religious Ethics, Economic Rationality and the Issue of Usury 583
       Notes589
XIII. Religious Ethnics and the World: Politics590
1. From Religious Subordination to the Anti-Political Rejection of the World 590
2. Tensions and Compromises Between Ethics and Politics593
3. Natural Law and Vocational Ethics597
       Notes601
XIV. Religious Ethics and the World: Sexuality and Art 602
1. Orgy versus Chastity602
2. The Religious Status of Marriage and of Women604
3. The Tensions between Ethical Religion and Art607
       Notes610
XV. The Great Religions and the World611
1. Judaism and Capitalism611
2. Jewish Rationalism versus Puritan Asceticism615
3. The This-Worldliness of Islam and Its Economic Ethics623
4. The Other-Worldliness of Buddhism and Its Consequences627
5. Jesus’ Indifference Toward the World630
       Notes634
Chapter VII
The Market: Its Impersonality and Ethic (Fragment)635
       Notes640
                                                           VOLUME II
Chapter VIII
Economy and Law (Sociology of Law)641
I. Fields of Substantive Law641
1. Public Law and Private Law641
2. Right-Granting and Reglementation644
3. „Government“ and „Administration“644
4. Criminal Law and Private Law647
5. Tort and Crime649
6. Imperium651
7. Limitation of Power and Separation of Powers652
8. Substantive Law and Procedure653
9. The Categories of Legal Thought654
       Notes658
II. Forms of Creation of Rights666
1. Logical Categories of „Legal Propositions“ – Liberties and Powers – Freedom of Contract666
2. Development of Freedom of Contract – „Status Contracts“ and „Purposive Contracts“ – The Historical Origin of the Purposive Contracts668
3. Institutions Auxiliary to Actionable Contract: Agency; Assignment; Negotiable Instruments681
4. Limitations of Freedom of Contract683
5. Extension of the Effect of a Contract Beyond Its Parties – „Special Law“694
6. Associational Contracts – Juristic Personality705
7. Freedom and Coercion729
       Notes732
III. Emergence and Creation of Legal Norms753
1. The Emergence of New Legal Norms – Theories of Customary Law Insufficient as Explanations753
2. The Role of Party Practices in the Emergence and Development of Legal Norms754
3. From Irrational Adjudication to the Judge-Made Law758
4. Development of New Law Through Imposition from Above760
5. Approaches to Legislation765
6. The Role of the Law Prophets and of the Folk Justice of the Germanic Assembly768
7. The Role of Law Specialists775
       Notes776
IV. The Legal Honoratiores and the Types of Legal Thought 784
1. Empirical Legal Training: Law as a „Craft“785
2. Academic Legal Training: Law as a „Science“ – Origins in Sacred Law789
3. Legal Honoratiores and the Influence of Roman Law792
       Notes802
V. Formal and Substantive Rationalization – Theoretic and Secular Law809
1. The General Conditions of Legal Formalism809
2. The Substantive Rationalization of Law815
3. Indian Law816
4. Chinese Law818
5. Islamic Law818
6. Persian Law822
7. Jewish Law823
8. Canon Law828
       Notes831
VI. Imperium and Patrimonial Enactment: The Codifications 839
1. Imperium839
2. The Driving Forces Behind Codification848
3. The Reception of Roman Law and the Development of Modern Legal Logic 852
4. Types of Patrimonial Codification856
       Notes859
VII. The Formal Qualities of Revolutionary Law – Natural Law 865
1. The French Civil Code865
2. Natural Law as the Normative Standard of Positive Law866
3. The Origins of Modern Natural Law868
4. Transformation of Formal into Substantive Natural Law868
5. Class Relations in Natural Law Ideology871
6. Practical Significance and Disintegration of Natural Law873
7. Legal Positivism and the Legal Profession875
       Notes876
VIII. The Formal Qualities of Modern Law880
1. Particularism in Modern Law880
2. The Anti-Formalistic Tendencies of Modern Legal Development 882
3. Contemporary Anglo-American Law889
4. Lay Justice and Corporative Tendencies in the Modern Legal Profession 892
       Notes895
Chapter IX
Political Communities901
1. Nature and „Legitimacy“ of Territorial Political Organizations 901
2. Stages in the Formation of Political Association904
3. Power Prestige and the „Great Powers“910
4. The Economic Foundations of „Imperialism“913
5. The Nation921
6. The Distribution of Power Within the Political Community: Class, Status, Party926
       A. Economically Determined Power and the Status Order926
       B. Determination of Class Situation by Market Situation927
       C. Social Action Flowing from Class Interest 928
       D. Types of Class Struggle930
       E. Status Honor932
       F. Ethnic Segregation and Caste933
       G. Status Privileges935
       H. Economic Conditions and effects of Status Stratification936
       I. Parties938
       Notes939
Chapter X
Domination and Legitimacy941
1. Domination by Economic Power and by Authority941
2. Direct Democracy and Rule by Notables948
3. Organizational Structure and the Bases of Legitimate Authority 952
       Notes954
Chapter XI
Bureaucracy956
1. Characteristics of Modern Bureaucracy956
2. The Position of the Official Within and Outside of Bureaucracy 958
       I. Office Holding as a Vocation958
       II. The Social Position of the Official 959
               A. Social Esteem and Status Convention959
               B. Appointment versus Election: Consequences for Expertise960
               C. Tenure and the Inverse Relationship Between Judicial Independence and Social Prestige 962
               D. Rank As the Basis of Regular Salary963
               E. Fixed Career Lines and Status Rigidity963
3. Monetary and Financial Presuppositions of Bureaucracy963
       A. Excursus on Tax-Farming965
       B. Office Purchase, Prebendal and Feudal Administration 966
       C. Excursus on the Superiority of Status Incentives over Physical Coercion967
       D. Summary968
4. The Quantitative Development of Administrative Tasks969
       Excursus on the Degree of Bureaucratization in Historical Empire Formations969
5. Qualitative Changes of Administrative Tasks: The Impact of Cultural, Economic and Technological Developments971
6. The Technical Superiority of Bureaucratic Organization over Administration by Notables 973
       A. Excursus on Kadi Justice, Common Law and Roman Law976
       B. Bureaucratic Objectivity, Raison d’Etat and Popular Will978
7. The Concentration of Means of Administration980
       A. The Bureaucratization of the Army by the State and by Private Capitalism980
       B. The Concentration of Resources in Other Spheres, Including the University982
8. The Leveling of Social Differences983
       A. Administrative Democratization983
       B. Mass Parties and the Bureaucratic Consequences of Democratization984
       C. Excursus: Historical Examples of „Passive Democratization“985
       D. Economic and Political Motives Behind „Passive Democratization“986
9. The Objective and Subjective Bases of Bureaucratic Perpetuity 987
10. The Indeterminate Economic Consequences of Bureaucratization 989
11. The Power Position of the Bureaucracy990
       A. The Political Irrelevance of Functional Indispensability 991
       B. Administrative Secrecy992
       C. The Ruler’s Dependence on the Bureaucracy 993
12. Excursus on Collegiate Bodies and Interest Groups994
13. Bureaucracy and Education998
       A. Education Specialization, Degree Hunting and Status Seeking998
       B. Excursus on the „Cultivated Man“ 1001
14. Conclusion1002
       Notes1003
Chapter XII
Patriarchalism and Patrimonialism1006
1. The Nature and Origin of Patriarchal Domination1006
2. Domination by Honoratiores and Pure Patriarchalism1009
3. Patrimonial Domination1010
4. The Patrimonial State1013
5. Power Resources: Patrimonial and Non-Patrimonial Armies1015
6. Patrimonial Domination and Traditional Legitimacy1020
7. Patrimonial Satisfaction of Public Wants. Liturgy and Collective Responsibility. Compulsory Associations1022
8. Patrimonial Offices1025
9. Patrimonial versus Bureaucratic Officialdom1028
10. The Maintenance of Patrimonial Officials. Benefices in Kind and in Fees 1031
11. Decentralized and Typified Administration As a Consequence of Appropriation and Monopolization1038
12. Defenses of the Patrimonial State Against Disintegration1042
13. Ancient Egypt1044
14. The Chinese Empire1047
15. Decentralized Patrimonial Domination: Satrapies and Divisional Principalities 1051
16. Patrimonial Rulers versus Local Lords1055
17. The English Administration by Notables, the Gentry’s Justices of the Peace, and the Evolution of the „Gentleman“1059
18. Tsarist Patrimonialism1064
19. Patrimonialism and Status Honor1068
       Notes1069
Chapter XIII
Feudalism, Ständestaat and Patrimonialism1070
1. The Nature of Fiefs and Types of Feudal Relationships1070
2. Fiefs and Benefices1073
3. The Military Origin of Feudalism1077
4. Feudal Legitimation1078
5. The Feudal Separation of Powers and Its Typification1082
6. The Ständestaat and the Transition from Feudalism to Bureaucracy 1085
7. Patrimonial Officialdom1088
8. The Indeterminate Economic Preconditions of Patrimonialism and Feudalism 1090
9. The Impact of trade on the Development of Patrimonialism1092
10. The Stabilizing Influence of Patrimonialism and Feudalism Upon the Economy 1094
11. Monopolism and Mercantilism1097
12. The Formation and Distribution of Wealth under Feudalism1099
13. Patrimonial Monopoly and Capitalist Privilege1102
14. Ethos and Style of Life1104
       Notes1109
Chapter XIV
Charisma and Its Transformations1111
I. The Nature and Impact of Charisma1111
1. The Sociological Nature of Charismatic Authority1111
2. Foundations and Instability of Charismatic Authority1114
3. The Revolutionary Nature of Charisma1115
4. Range of Effectiveness1117
5. The Social Structure of Charismatic Domination1119
6. The Communist Want Satisfaction of the Charismatic Community 1119
II. The Genesis and Transformation of Charismatic Authority 1121
1. The Routinization of Charisma1121
2. The Selection of Leaders and the Designation of Successors 1123
3. Charismatic Acclamation1125
4. The Transition to Democratic Suffrage1127
5. The Meaning of Election and Representation1128
6. Excursus of Party Control by Charismatic Leaders, Notables and Bureaucrats1130
7. Charisma and the Persistent Forms of Domination1133
8. The Depersonalization of Charisma: Lineage Charisma, „Clan State“ and Primogeniture1135
9. Office Charisma1139
10. Charismatic Kingship1141
11. Charismatic Education1143
12. The Plutocratic Acquisition of Charisma1145
13. The Charismatic Legitimation of the Existing Order1146
III. Discipline and Charisma1148
1. The Meaning of Discipline1148
2. The Origins of Discipline in War1150
3. The Discipline of Large-Scale Economic Organizations1155
       Notes1156
Chapter XV
Political and Hierocratic Domination1158
1. Charismatic Legitimation: Rulers versus Priests1158
2. Hierocracy, Theocracy and Caesaropapism1159
3. The Church1163
4. Hierocratic Reglementation of Conduct and Opposition to Personal Charisma 1164
5. The Hierocratic Ambivalence Toward Asceticism and Monasticism 1166
6. The Religious-Charismatic and Rational Achievements of Monasticism 1168
7. The Uses of Monasticism for Caesaropapism and Hierocracy1170
8. Compromises Between Political and Hierocratic Power1173
9. The Social Preconditions of Hierocratic Domination and of Religiosity 1177
10. The Impact of Hierocracy on Economic Development1181
       A. The Accumulation of Church Lands and Secular Opposition1181
       B. Hierocratic and Bourgeois Trading and Craft Interests1183
       C. Heirocratic and Charismatic Ethics Versus Non-Ethical Capitalism1185
       D. The Ban on Usury, the Just Price, and the Downgrading of Secular Vocational Ethics1188
       E. Heirocratic Rationalization and the Uniqueness of Occidental Culture1192
11. Hierocracy in the Age of Capitalism and of Bourgeois Democracy 1193
12. The Reformation and Its Impact on Economic Life1196
       A. The Political and Religious Causes of the Religious Split1196
       B. Lutheranism1197
       C. Ethics and Church in Calvinism1198
13. Hierocracy and Economic Ethos in Judaism1200
       A. Excursus on Interpretations of the Judaic Economic Ethos1202
       B. Judaism and Capitalism1203
14. Sect, Church and Democracy1204
       Notes1210
Chapter XVI
The City (Non-Legitimate Domination)1212
I. Concepts and Categories of the City1212
1. The Economic Concept of the City: The Market Settlement1212
2. Three Types: The „Consumer City“, the „Producer City“, the „Merchant City“1215
3. Relation of the City to Agriculture1217
4. The „Urban Economy“ as a Stage of Economic Development 1218
5. The Politico-Administrative Concept of the City1220
6. Fortress and Garrison1221
7. The City as a Fusion of Fortress and Market1223
8. The „Commune“ and the „Burgher“: A Survey 1226
       A. Features of the Occidental Commune 1226
       B. Lack of Communal Features in the Orient 1226
       C. Pre-Communal Patrician Cities – Mecca 1231
       Notes1234
II. The Occidental City1236
1. Character of Urban Landownership and Legal Status of Persons 1236
2. The Rise of the City as a Confraternity1241
3. A Prerequisite for Confraternization: Dissolution of Clan Ties 1243
4. Extra-Urban Associations in the Ancient and Medieval City1244
5. The Sworn Confraternization in the Occident: Legal and Political Consequences 1248
6. The coniurationes in Italy1251
7. The confranerniates in the Germanic North1256
8. The Significance of Urban Military Autonomy in the Occident 1260
       Notes1262
III. The Patrician City in the Middle Ages and in Antiquity 1266
1. The Nature of Patrician City Rule1266
2. The Monopolistically Closed Rule of the Nobili in Venice 1268
3. Patrician Rule in Other Italian Communes: The Absence of Monopolist Closure, and the Institution of the Podestà1273
4. English City Oligarchies and Their Constraint by the Royal Administration 1276
5. Rule of the Council-Patriciate and of the Crafts in Northern Europe 1281
6. Family-Charismatic Kingdoms in Antiquity1282
7. The Ancient Patrician City as a Coastal Settlement of Warriors 1285
8. Ancient and Medieval Patrician Cities: Contrasts and Similarities 1290
9. Economic Character of the Ancient and Medieval Patriciate1292
       Notes1296
IV. The Plebian City1301
1. The Destruction of Patrician Rule Through the Sworn Confraternity 1301
2. The Revolutionary Character of the Popolo as a Non-Legitimate Political Association1302
3. The Distribution of Power Among the Status Groups of the Medieval Italian City1304
4. Ancient Parallels: Plebs and Tribune in Rome1308
5. Ancient Parallels: Demos and Ephors in Sparta1309
6. Stages and Consequences of Democratization in Greece1311
       A. Differential Voting Rights1311
       B. The Rise of the Compulsory Territorial Organization and of Territorial Legislation1312
       C. The Replacement of Notables by Democratic Functionaries1314
7. Illegitimate Rulership: The Ancient Tyrannis1315
8. Illegitimate Rulership: The Medieval Signoria1317
9. The Pacification of the Burghers and the Legitimation of the Signoria 1319
10. Urban Autonomy, Capitalism and Patrimonial Bureaucracy: A Summary 1322
       A. Political Autonomy1323
       B. Autonomous Law Creation1325
       C. Autocephaly1326
       D. Taxing Autonomy1327
       E. Market Rights and Autonomous Urban Economic Policy1328
       F. Attitude Toward Non-Citizen Strata 1331
       G. The City and the Church1333
       Notes1335
V. Ancient and Medieval Democracy1339
1. Origin of the Ancient Lower Class: Debtors and Slaves1340
2. Constituencies of the City: Ancient Territorial Units versus Medieval Craft Associations1343
3. Excursus on Athenian versus Roman Constituencies1348
4. Economic Policies and Military Interests1349
5. Serfs, Clients and Freedmen: Their Political and Economic Role 1354
6. The Polis as a Warrior Guild versus the Medieval Commercial Inland City 1359
7. Ancient City States and Impediments to Empire Formation1363
       Notes1368
                                                           Appendices
Appendix I
Types of Social Action and Groups1375
Appendix II
Parliament and Government in a Reconstructed Germany (A Contribution to the Political Critique of Officialdom and Party Politics)1381
Preface1381
I. Bismarck’s Legacy1385
II. Bureaucracy and Political Leadership1393
1. Bureaucracy and Politics1393
2. The Realities of Party Politics and the Fallacy of the Corporate State 1395
3. Bureaucratization and the Naivité of the Literati1399
4. The Political Limitations of Bureaucracy1403
5. The Limited Role of the Monarch1405
6. Weak and Strong Parliaments, Negative and Positive Politics 1407
7. The Constitutional Weaknesses of the Reichstag and the Problem of Leadership1410
III. The Right of Parliamentary Inquiry and the Recruitment of Political Leaders1416
1. Effective Supervision and the Power Basis of Bureaucracy1417
2. Parliament as a Proving Ground for Political Leaders1419
3. The Importance of Parliamentary Committees in War and Peace 1420
4. Domestic Crises and the Lack of Parliamentary Leadership1424
5. Parliamentary Professionalism and the Vested Interests1426
IV. Bureaucracy and Foreign Policy1431
1. The Government’s Failure to Curb Harmful Monarchic Pronouncements 1431
2. Parliamentary and Legal Safeguards1438
V. Parliamentary Government and Democratization1442
1. Equal Suffrage and Parliamentarism1442
2. The Impact of Democratization on Party Organization and Leadership 1443
3. Democratization and Demagoguery1449
4. Plebiscitary Leadership and Parliamentary Control1451
5. The Outlook for Effective Leadership in Postwar Germany1459
       Notes1462
Index
Scholarsiii
Historical Namesv
Subjectsxi


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