| List of abbreviations | xxv |
|
VOLUME I |
| Preface to the 1978 re-issue | xxix |
| Preface | xxxi |
|
|
|
| Introduction by Guenther Roth | xxxiii |
| 1. A Claim | xxxiii |
| 2. Sociological theory, Comparative Study and Historical Explanation |
xxxv |
| 3. The Legal Forms of Medieval Trading Enterprises | xl |
| 4. Economic and Political Power in Ancient Germanic History | xlii
|
| 5. The Roman Empire and Imperial Germany | xlvi |
| 6. The Economic Theory of Antiquity | l |
| 7. A Political Typology of Antiquity | liv |
| 8. Webers Vision of the Future and His Academic Politics |
lvii |
| 9. The Planning of Economy and Society | lxii |
| 10. The Structure of Economy and Society | lxvi |
| I. Part Two: The Earlier Part | lxvii
|
| Ch. I: The Economy and Social Norms
– On Stammler | lxvii |
| Ch. II: On Marx, Michels and Sombart
| lxix |
| Ch. III–V: The Relatively
Universal Groups | lxxiii |
| Ch. VI: The Sociology of Religion
| lxxvi |
| Ch. VII: The Market, Its Impersonality
and Ethic | lxxx |
| Ch. VIII: The Sociology of Law
| lxxxi |
| Ch. IX: Political Community and
State | lxxxiv |
| Ch. X–XVI: The Sociology
of Domination | lxxxviii |
| (a) The Theory of
Modern Democracy | xci |
| (b) The Dimensions
of Rulership | xciii |
| (c) The Terminology
of Domination | xciv |
| (d) The City: Usurpation
and Revolution | xcvii |
| II. Part One: The Later Part | c |
| 11. Webers Political Writings | civ |
| 12. On Editing and Translating Economy and Society | cvii
|
| 13. Acknowledgments | cx |
|
|
|
|
| Part One: CONCEPTUAL EXPOSITION |
|
|
|
| Chapter I |
| Basic Sociological Terms | 3 |
|
| Prefatory Note | 3 |
| 1. The Definitions of Sociology and of Social Action | 4 |
| A. Methodological Foundations | 4 |
| B. Social Action | 22 |
| 2. Types of Social Action | 24 |
| 3. The Concept of Social Relationship | 26 |
| 4. Types of Action Orientation: Usage, Custom, Self-Interest | 29
|
| 5. Legitimate Order | 31 |
| 6. Types of Legitimate Order: Convention and Law | 33 |
| 7. Bases of Legitimacy: Tradition, Faith, Enactment | 36 |
| 8. Conflict, Competition, Selection | 38 |
| 9. Communal and Associative Relationships | 40 |
| 10. Open and Closed Relationships | 43 |
| 11. The Imputation of Social Action: Representation and Mutual Responsibility
| 46 |
| 12. The Organization | 48 |
| 13. Consensual and Imposed Order in Organizations | 50 |
| 14. Administrative and Regulative Order | 51 |
| 15. Enterprise, Formal Organization, Voluntary and Compulsory Association
| 52 |
| 16. Power and Domination | 53 |
| 17. Political and Hierocratic Organizations | 54 |
| Notes | 56 |
|
|
|
| Chapter II |
| Sociological Categories of Economic Action | 63 |
| Prefatory Note | 63 |
| 1. The Concept of Economic Action | 63 |
| 2. The Concept of Utility | 68 |
| 3. Modes of Economic Orientation of Action | 69 |
| 4. Typical Measures of Rational Economic Action | 71 |
| 5. Types of Economic Organizations | 74 |
| 6. Media of Exchange, Means of Payment, Money | 75 |
| 7. The Primary Consequences of the Use of Money. Credit | 80 |
| 8. The Market | 82 |
| 9. Formal and Substantive Rationality of Economic Action | 85 |
| 10. The Rationality of Monetary Accounting. Management and Budgeting |
86 |
| 11. The Concept and Types of Profit-Making. The Role of Capital |
90 |
| 12. Calculations in Kind | 100 |
| 13. Substantive Conditions of Formal Rationality in a Money Economy |
107 |
| 14. Market Economies and Planned Economies | 109 |
| 15. Types of Economic Division of Labor | 114 |
| 16. Types of the Technical Division of Labor | 118 |
| 17. Types of the Technical Division of Labor – (Continued)
| 120 |
| 18. Social Aspects of the Division of Labor | 122 |
| 19. Social Aspects of the Division of Labor – (Continued) |
125 |
| 20. Social Aspects of the Division of Labor: The Appropriation of Material
Means of Production | 130 |
| 21. Social Aspects of the Division of Labor: The Appropriation of Managerial
Functions | 136 |
| 22. The Expropriation of Workers from the Means of Production |
137 |
| 23.The Expropriation of Workers from the Means of Production – (Continued)
| 139 |
| 24. The Concept of Occupation and Types of Occupational Structure |
140 |
| 24a. The Principal Forms of Appropriation and of Market Relationship |
144 |
| 25. Conditions Underlying the Calculability of the Productivity of Labor
| 150 |
| 26. Forms of Communism | 153 |
| 27. Capital Goods and Capital Accounting | 154 |
| 28. The Concept of Trade and Its Principal Forms | 156 |
| 29. The Concept of Trade and Its Principal Forms – (Continued)
| 157 |
| 29a. The Concept of Trade and Its Principal Forms – (Concluded)
| 159 |
| 30. The Conditions of Maximum Formal Rationality of Capital Accounting
| 161 |
| 31. The Principal Modes of Capitalistic Orientation of Profit-Making |
164 |
| 32. The Monetary System of the Modern State and the Different Kinds of Money:
Currency Money | 166 |
| 33. Restricted Money | 174 |
| 34. Note Money | 176 |
| 35. The Formal and Substantive Validity of Money | 178 |
| 36. Methods and Aims of Monetary Policy | 180 |
| 36a. Excursus: A Critical Note on the State Theory of Money
| 184 |
| 37. The Non-Monetary Significance of Political Bodies for the Economic Order
| 193 |
| 38. The Financing of Political Bodies | 194 |
| 39. Repercussions of Public Financing on Private Economic Activity |
199 |
| 40. The Influence of Economic Factors on the Formation of Organizations
| 201 |
| 41. The Mainspring of Economic Activity | 202 |
| Notes | 206 |
|
|
|
| Chapter III
|
| The Types of Legitimate Domination | 212 |
|
| I. The Basis of Legitimacy | 212 |
| 1. Domination and Legitimacy | 212 |
| 2. the Three Pure types of Authority | 215 |
|
| II. Legal Authority with a Bureaucratic Administrative Staff |
217 |
| 3. Legal Authority: The Pure Type | 217 |
| 4. Legal Authority: The Pure Type (Continued) | 220 |
| 5. Monocratic Bureaucracy | 223 |
|
| III. Traditional Authority | 226 |
| 6. The Pure Type | 226 |
| 7. The Pure Type (Continued) | 228 |
| 7a. Gerontocracy, Patriarchalism and Patrimonialism | 231 |
| 8. Patrimonial Maintenance: Benefices and Fiefs | 235 |
| 9. Estate-Type Domination and Its Division of Powers | 236 |
| 9a. Traditional Domination and the Economy | 237 |
|
| IV. Charismatic Authority | 241 |
| 10. Charismatic Authority and Charismatic Community | 241 |
|
| V. The Routinization of Charisma | 246 |
| 11. The Rise of the Charismatic Community and the Problem of Succession
| 246 |
| 12. Types of Appropriation by the Charismatic Staff | 249 |
| 12a. Status Honor and the Legitimation of Authority | 251 |
|
| VI. Feudalism | 255 |
| 12b. Occidental Feudalism and Its Conflict with Patrimonialism |
255 |
| 12c. Prebendal Feudalism and Other Variants | 259 |
| 13. Combinations of the Different Types of Authority | 262 |
|
| VII. The Transformation of Charisma in a Democratic Direction |
266 |
| 14. Democratic Legitimacy, Plebiscitary Leadership and Elected Officialdom
| 266 |
|
| VIII. Collegiality and the Division of Powers | 271 |
| 15. Types of Collegiality and of the Division of Powers | 271 |
| 16. The Functionally Specific Division of Powers | 282 |
| 17. The Relations of the Political Separation of Powers to the Economy |
283 |
|
| IX. Parties | 284 |
| 18. Definition and Characteristics | 284 |
|
| X. Direct Democracy and Representative Administration | 289
|
| 19. The Conditions of Direct Democracy and of Administration by Notables
| 289 |
| 20. Administration by Notables | 290 |
|
| XI. Representation | 292 |
| 21. The Principal Forms and Characteristics | 292 |
| 22. Representation by the Agents of Interest Groups | 297 |
| Notes | 299 |
|
|
| Chapter IV |
| Status Groups and Classes | 302 |
| 1. Class Situation and Class Types | 302 |
| 2. Property Classes | 303 |
| 3. Commercial Classes | 304 |
| 4. Social Class | 305 |
| 5. Status and Status Group (Stand) | 305 |
| Notes | 307 |
|
|
|
|
|
| Part Two: THE ECONOMY AND THE ARENA OF NORMATIVE AND DE FACTO POWERS
|
|
| Chapter I |
| The Economy and Social Norms | 311 |
| 1. Legal Order and Economic Order | 311 |
| A. The Sociological Concept of Law | 311 |
| B. State Law and Extra-State Law | 316 |
| 2. Law, Convention, and Custom | 319 |
| A. Significance of Custom in the Formation of Law | 319 |
| B. Change Through Inspiration and Empathy | 321 |
| C. Borderline Zones Between Convention, Custom, and Law | 323 |
| 3. Excursus in Response to Rudolf Stammler | 325 |
| 4. Summary of the Most General Relations Between Law and Economy |
333 |
| Notes | 337 |
|
|
|
| Chapter II |
| The Economic Relationships of Organized Groups | 339 |
| 1. Economic Action and Economically Active Groups | 339 |
| 2. Open and Closed Economic Relationships | 341 |
| 3. Group Structures and Economic Interests: Monopolist versus Expansionist
Tendencies | 344 |
| 4. Five Types of Want Satisfaction by Economically Active Groups |
348 |
| 5. Effects of Want Satisfaction and Taxation on Capitalism and Mercantilism
| 351 |
| Notes | 354 |
|
|
|
| Chapter III |
| Household, Neighborhood and Kin Group | 356 |
| 1. The Household: Familial, Capitalistic and Communistic Solidarity |
356 |
| 2. The Neighborhood: An Unsentimental Economic Brotherhood | 360
|
| 3. The Regulation of Sexual Relations in the Household | 363 |
| 4. The Kin Group and Its Economic Effects on the Household | 365
|
| Notes | 369 |
|
|
|
| Chapter IV |
| Household, Enterprise and Oikos | 370 |
| 1. The Impact of Economic, Military and Political Groups on Joint Property
Law and Succession in the Household | 370 |
| The Disintegration of the Household: The Rise of the Calculative Spirit
of the Modern Capitalist Enterprise | 375 |
| 3. The Alternative Development: The Oikos | 381 |
| Notes | 384 |
|
|
|
| Chapter V |
| Ethnic Groups | 385 |
| 1. Race Membership | 385 |
| 2. The Belief in Common Ethnicity: Its Multiple Social Origins and Theoretical
Ambiguities | 387 |
| 3. Tribe and Political Community: The Disutility of the Notion of Ethnic
Groups | 393 |
| 4. Nationality and Cultural Prestige | 395 |
| Notes | 398 |
|
|
|
| Chapter VI |
| Religious Groups (The Sociology of Religion) | 399 |
|
| I. The Origins of Religion | 399 |
| 1. The Original This-Worldly Orientation of Religious and Magical Action
| 399 |
| 2. The Belief in Spirits, Demons, and the Soul | 401 |
| 3. Naturalism and Symbolism | 403 |
| 4. Pantheon and Functional Gods | 407 |
| 5. Ancestor Cult and the Priesthood of the Family Head | 411 |
| 6. Political and Local Gods | 412 |
| 7. Universalism and Monotheism in Relation to Everyday Religious Needs and
Political Organization | 415 |
| Notes | 420 |
|
| II. Magic and Religion | 422 |
| 1. Magical Coercion versus Supplication, Prayer and Sacrifice |
422 |
| 2. The Differentiation of Priests from Magicians | 425 |
| 3. Reactions to Success and Failure of Gods and Demons | 427 |
| 4. Ethical Deities and Increasing Demands Upon Them | 429 |
| 5. Magical Origins of Religious Ethics and the Rationalization of Taboo
| 432 |
| 6. Taboo Norms: Totemism and Commensalism | 433 |
| 7. Caste Taboo, Vocational Caste Ethics, and Capitalism | 435 |
| 8. From Magical Ethics to Conscience, Sin and Salvation | 437 |
| Notes | 439 |
|
| III. The Prophet | 439 |
| 1. Prophet versus Priest and Magician | 439 |
| 2. Prophet and Lawgiver | 442 |
| 3. Prophet and Teacher of Ethics | 444 |
| 4. Mystagogue and Teacher | 446 |
| 5. Ethical and Exemplary Prophecy | 447 |
| 6. The Nature of Prophetic Revelation: The World As a Meaningful Totality
| 450 |
| Notes | 451 |
|
| IV. The Congregation between Prophet and Priest | 452 |
| 1. The Congregation: The Permanent Association of Laymen | 452 |
| 2. Canonical Writings, Dogmas and Scriptural Religion | 457 |
| 3. Preaching and Pastoral Care as Results of Prophetic Religion |
464 |
| Notes | 467 |
|
| V. The Religious Propensities of Peasantry, Nobility and Bourgeoisie
| 468 |
| 1. Peasant Religion and Its Ideological Glorification | 468 |
| 2. Aristocratic Irreligion versus Warring for the Faith | 472 |
| 3. Bureaucratic Irreligion | 476 |
| 4. Bourgeois Religion and Economic Rationalism | 477 |
| Notes | 480 |
|
| VI. The Religion of Non-Privileged Strata | 481 |
| 1. The Craftsmens Inclination Toward Congregational and Salvation
Religion | 481 |
| 2. The Religious Disinclinations of Slaves, Day Laborers and the Modern
Propetariat | 484 |
| 3. The Devolution of Salvation Religion from Privileged to Non-Privileged
Strata | 486 |
| 4. The Religious Equality of Women Among Disprivileged Strata |
488 |
| 5. The Differential Function of Salvation Religion for Higher and Lower
Strata: Legitimation versus Compensation | 490 |
| 6. Pariah People and Ressentiment: Judaism versus Hinduism |
492 |
| Notes | 499 |
|
| VII. Intellectualism, Intellectuals, and Salvation Religion |
500 |
| 1. Priests and Monks as Intellectualist Elaborators of Religion |
500 |
| 2. High-Status Intellectuals as Religious Innovators | 502 |
| 3. Political Decline of Privileged Strata and Escapism of Intellectuals
| 503 |
| 4. The Religious Impact of Proletarian, Petty-Bourgeois and Pariah Intellectualism
| 507 |
| 5. The Intellectualism of Higher- and Lower-Ranking Strata in Ancient Judaism
| 508 |
| 6. The Predominance of Anti-Intellectualism Currents in Early Christianity
| 510 |
| 7. Elite and Mass Intellectualism in Medieval Christianity | 513
|
| 8. Modern Intellectual Status Groups and Secular Salvation Ideologies |
515 |
| Notes | 517 |
|
| VIII. Theology, Salvation, and Rebirth | 518 |
| 1. Theodicy and Eschatology | 518 |
| 2. Predestination and Providence | 522 |
| 3. Other Solutions of Theodicy: Dualism and the Transmigration of the Soul
| 523 |
| 4. Salvation: This-Worldly and Other-Worldly | 526 |
| Notes | 529 |
|
| IX. Salvation Through the Believers Efforts | 529 |
| 1. Salvation Through Ritual | 529 |
| 2. Salvation Through Good Works | 532 |
| 3. Salvation Through Self-Perfection | 534 |
| 4. The Certainty and the Religious Virtuosi | 538 |
| Notes | 541 |
|
| X. Asceticism, Mysticism and Salvation | 541 |
| 1. Asceticism: World-Rejecting or Inner-Worldly | 541 |
| 2. Mysticism versus Asceticism | 544 |
| 3. The Decisive Differences Between Oriental and Occidental Salvation |
551 |
| Notes | 556 |
|
| XI. Soteriology or Salvation From Outside | 557 |
| 1. Salvation Through the Saviors Incarnation and Through Institutional
Grace | 557 |
| 2. Salvation Through Faith Alone and Its Intellectual Consequences |
563 |
| 3. Salvation Through Belief in Predestination | 572 |
| Notes | 576 |
|
| XII. Religious Ethics and the World: Economics | 576 |
| 1. Worldly Virtues and the Ethnics of Ultimate Ends | 576 |
| 2. Familial Piety, Neighborly Help, and Compensation | 579 |
| 3. Alms-Giving, Charity, and the Protection of the Work | 581 |
| 4. Religious Ethics, Economic Rationality and the Issue of Usury |
583 |
| Notes | 589 |
|
| XIII. Religious Ethnics and the World: Politics | 590 |
| 1. From Religious Subordination to the Anti-Political Rejection of the World
| 590 |
| 2. Tensions and Compromises Between Ethics and Politics | 593 |
| 3. Natural Law and Vocational Ethics | 597 |
| Notes | 601 |
|
| XIV. Religious Ethics and the World: Sexuality and Art |
602 |
| 1. Orgy versus Chastity | 602 |
| 2. The Religious Status of Marriage and of Women | 604 |
| 3. The Tensions between Ethical Religion and Art | 607 |
| Notes | 610 |
|
| XV. The Great Religions and the World | 611 |
| 1. Judaism and Capitalism | 611 |
| 2. Jewish Rationalism versus Puritan Asceticism | 615 |
| 3. The This-Worldliness of Islam and Its Economic Ethics | 623 |
| 4. The Other-Worldliness of Buddhism and Its Consequences | 627
|
| 5. Jesus Indifference Toward the World | 630 |
| Notes | 634 |
|
|
|
| Chapter VII |
| The Market: Its Impersonality and Ethic (Fragment) | 635
|
| Notes | 640 |
|
|
|
|
|
|
VOLUME II |
|
| Chapter VIII |
| Economy and Law (Sociology of Law) | 641 |
|
| I. Fields of Substantive Law | 641 |
| 1. Public Law and Private Law | 641 |
| 2. Right-Granting and Reglementation | 644 |
| 3. Government and Administration | 644 |
| 4. Criminal Law and Private Law | 647 |
| 5. Tort and Crime | 649 |
| 6. Imperium | 651 |
| 7. Limitation of Power and Separation of Powers | 652 |
| 8. Substantive Law and Procedure | 653 |
| 9. The Categories of Legal Thought | 654 |
| Notes | 658 |
|
| II. Forms of Creation of Rights | 666 |
| 1. Logical Categories of Legal Propositions – Liberties
and Powers – Freedom of Contract | 666 |
| 2. Development of Freedom of Contract – Status Contracts
and Purposive Contracts – The Historical Origin of the Purposive
Contracts | 668 |
| 3. Institutions Auxiliary to Actionable Contract: Agency; Assignment; Negotiable
Instruments | 681 |
| 4. Limitations of Freedom of Contract | 683 |
| 5. Extension of the Effect of a Contract Beyond Its Parties – Special
Law | 694 |
| 6. Associational Contracts – Juristic Personality | 705 |
| 7. Freedom and Coercion | 729 |
| Notes | 732 |
|
| III. Emergence and Creation of Legal Norms | 753 |
| 1. The Emergence of New Legal Norms – Theories of Customary Law Insufficient
as Explanations | 753 |
| 2. The Role of Party Practices in the Emergence and Development of Legal
Norms | 754 |
| 3. From Irrational Adjudication to the Judge-Made Law | 758 |
| 4. Development of New Law Through Imposition from Above | 760 |
| 5. Approaches to Legislation | 765 |
| 6. The Role of the Law Prophets and of the Folk Justice of the Germanic
Assembly | 768 |
| 7. The Role of Law Specialists | 775 |
| Notes | 776 |
|
| IV. The Legal Honoratiores and the Types of Legal Thought |
784 |
| 1. Empirical Legal Training: Law as a Craft | 785 |
| 2. Academic Legal Training: Law as a Science – Origins
in Sacred Law | 789 |
| 3. Legal Honoratiores and the Influence of Roman Law | 792 |
| Notes | 802 |
|
| V. Formal and Substantive Rationalization – Theoretic and Secular
Law | 809 |
| 1. The General Conditions of Legal Formalism | 809 |
| 2. The Substantive Rationalization of Law | 815 |
| 3. Indian Law | 816 |
| 4. Chinese Law | 818 |
| 5. Islamic Law | 818 |
| 6. Persian Law | 822 |
| 7. Jewish Law | 823 |
| 8. Canon Law | 828 |
| Notes | 831 |
|
| VI. Imperium and Patrimonial Enactment: The Codifications |
839 |
| 1. Imperium | 839 |
| 2. The Driving Forces Behind Codification | 848 |
| 3. The Reception of Roman Law and the Development of Modern Legal Logic
| 852 |
| 4. Types of Patrimonial Codification | 856 |
| Notes | 859 |
|
| VII. The Formal Qualities of Revolutionary Law – Natural Law
| 865 |
| 1. The French Civil Code | 865 |
| 2. Natural Law as the Normative Standard of Positive Law | 866 |
| 3. The Origins of Modern Natural Law | 868 |
| 4. Transformation of Formal into Substantive Natural Law | 868 |
| 5. Class Relations in Natural Law Ideology | 871 |
| 6. Practical Significance and Disintegration of Natural Law | 873
|
| 7. Legal Positivism and the Legal Profession | 875 |
| Notes | 876 |
|
| VIII. The Formal Qualities of Modern Law | 880 |
| 1. Particularism in Modern Law | 880 |
| 2. The Anti-Formalistic Tendencies of Modern Legal Development |
882 |
| 3. Contemporary Anglo-American Law | 889 |
| 4. Lay Justice and Corporative Tendencies in the Modern Legal Profession
| 892 |
| Notes | 895 |
|
|
|
| Chapter IX |
| Political Communities | 901 |
| 1. Nature and Legitimacy of Territorial Political Organizations
| 901 |
| 2. Stages in the Formation of Political Association | 904 |
| 3. Power Prestige and the Great Powers | 910 |
| 4. The Economic Foundations of Imperialism | 913 |
| 5. The Nation | 921 |
| 6. The Distribution of Power Within the Political Community: Class, Status,
Party | 926 |
| A. Economically Determined Power and the Status
Order | 926 |
| B. Determination of Class Situation by Market
Situation | 927 |
| C. Social Action Flowing from Class Interest
| 928 |
| D. Types of Class Struggle | 930 |
| E. Status Honor | 932 |
| F. Ethnic Segregation and Caste | 933
|
| G. Status Privileges | 935 |
| H. Economic Conditions and effects of Status
Stratification | 936 |
| I. Parties | 938 |
| Notes | 939 |
|
|
|
| Chapter X |
| Domination and Legitimacy | 941 |
| 1. Domination by Economic Power and by Authority | 941 |
| 2. Direct Democracy and Rule by Notables | 948 |
| 3. Organizational Structure and the Bases of Legitimate Authority |
952 |
| Notes | 954 |
|
|
|
| Chapter XI |
| Bureaucracy | 956 |
| 1. Characteristics of Modern Bureaucracy | 956 |
| 2. The Position of the Official Within and Outside of Bureaucracy |
958 |
| I. Office Holding as a Vocation | 958
|
| II. The Social Position of the Official |
959 |
| A. Social Esteem
and Status Convention | 959 |
| B. Appointment versus
Election: Consequences for Expertise | 960 |
| C. Tenure and the
Inverse Relationship Between Judicial Independence and Social Prestige |
962 |
| D. Rank As the Basis
of Regular Salary | 963 |
| E. Fixed Career Lines
and Status Rigidity | 963 |
| 3. Monetary and Financial Presuppositions of Bureaucracy | 963 |
| A. Excursus on Tax-Farming | 965
|
| B. Office Purchase, Prebendal and Feudal Administration
| 966 |
| C. Excursus on the Superiority of Status
Incentives over Physical Coercion | 967 |
| D. Summary | 968 |
| 4. The Quantitative Development of Administrative Tasks | 969 |
| Excursus on the Degree of Bureaucratization
in Historical Empire Formations | 969 |
| 5. Qualitative Changes of Administrative Tasks: The Impact of Cultural,
Economic and Technological Developments | 971 |
| 6. The Technical Superiority of Bureaucratic Organization over Administration
by Notables | 973 |
| A. Excursus on Kadi Justice, Common Law
and Roman Law | 976 |
| B. Bureaucratic Objectivity, Raison dEtat
and Popular Will | 978 |
| 7. The Concentration of Means of Administration | 980 |
| A. The Bureaucratization of the Army by the State
and by Private Capitalism | 980 |
| B. The Concentration of Resources in Other Spheres,
Including the University | 982 |
| 8. The Leveling of Social Differences | 983 |
| A. Administrative Democratization | 983
|
| B. Mass Parties and the Bureaucratic Consequences
of Democratization | 984 |
| C. Excursus: Historical Examples of Passive
Democratization | 985 |
| D. Economic and Political Motives Behind Passive
Democratization | 986 |
| 9. The Objective and Subjective Bases of Bureaucratic Perpetuity |
987 |
| 10. The Indeterminate Economic Consequences of Bureaucratization |
989 |
| 11. The Power Position of the Bureaucracy | 990 |
| A. The Political Irrelevance of Functional Indispensability
| 991 |
| B. Administrative Secrecy | 992 |
| C. The Rulers Dependence on the Bureaucracy
| 993 |
| 12. Excursus on Collegiate Bodies and Interest Groups | 994
|
| 13. Bureaucracy and Education | 998 |
| A. Education Specialization, Degree Hunting and
Status Seeking | 998 |
| B. Excursus on the Cultivated Man
| 1001 |
| 14. Conclusion | 1002 |
| Notes | 1003 |
|
|
|
| Chapter XII |
| Patriarchalism and Patrimonialism | 1006 |
| 1. The Nature and Origin of Patriarchal Domination | 1006 |
| 2. Domination by Honoratiores and Pure Patriarchalism | 1009
|
| 3. Patrimonial Domination | 1010 |
| 4. The Patrimonial State | 1013 |
| 5. Power Resources: Patrimonial and Non-Patrimonial Armies | 1015
|
| 6. Patrimonial Domination and Traditional Legitimacy | 1020 |
| 7. Patrimonial Satisfaction of Public Wants. Liturgy and Collective Responsibility.
Compulsory Associations | 1022 |
| 8. Patrimonial Offices | 1025 |
| 9. Patrimonial versus Bureaucratic Officialdom | 1028 |
| 10. The Maintenance of Patrimonial Officials. Benefices in Kind and in Fees
| 1031 |
| 11. Decentralized and Typified Administration As a Consequence of Appropriation
and Monopolization | 1038 |
| 12. Defenses of the Patrimonial State Against Disintegration | 1042
|
| 13. Ancient Egypt | 1044 |
| 14. The Chinese Empire | 1047 |
| 15. Decentralized Patrimonial Domination: Satrapies and Divisional Principalities
| 1051 |
| 16. Patrimonial Rulers versus Local Lords | 1055 |
| 17. The English Administration by Notables, the Gentrys Justices of
the Peace, and the Evolution of the Gentleman | 1059 |
| 18. Tsarist Patrimonialism | 1064 |
| 19. Patrimonialism and Status Honor | 1068 |
| Notes | 1069 |
|
|
|
| Chapter XIII |
| Feudalism, Ständestaat and Patrimonialism | 1070
|
| 1. The Nature of Fiefs and Types of Feudal Relationships | 1070
|
| 2. Fiefs and Benefices | 1073 |
| 3. The Military Origin of Feudalism | 1077 |
| 4. Feudal Legitimation | 1078 |
| 5. The Feudal Separation of Powers and Its Typification | 1082 |
| 6. The Ständestaat and the Transition from Feudalism to Bureaucracy
| 1085 |
| 7. Patrimonial Officialdom | 1088 |
| 8. The Indeterminate Economic Preconditions of Patrimonialism and Feudalism
| 1090 |
| 9. The Impact of trade on the Development of Patrimonialism | 1092
|
| 10. The Stabilizing Influence of Patrimonialism and Feudalism Upon the Economy
| 1094 |
| 11. Monopolism and Mercantilism | 1097 |
| 12. The Formation and Distribution of Wealth under Feudalism | 1099
|
| 13. Patrimonial Monopoly and Capitalist Privilege | 1102 |
| 14. Ethos and Style of Life | 1104 |
| Notes | 1109 |
|
|
|
| Chapter XIV |
| Charisma and Its Transformations | 1111 |
|
| I. The Nature and Impact of Charisma | 1111 |
| 1. The Sociological Nature of Charismatic Authority | 1111 |
| 2. Foundations and Instability of Charismatic Authority | 1114 |
| 3. The Revolutionary Nature of Charisma | 1115 |
| 4. Range of Effectiveness | 1117 |
| 5. The Social Structure of Charismatic Domination | 1119 |
| 6. The Communist Want Satisfaction of the Charismatic Community |
1119 |
|
| II. The Genesis and Transformation of Charismatic Authority |
1121 |
| 1. The Routinization of Charisma | 1121 |
| 2. The Selection of Leaders and the Designation of Successors |
1123 |
| 3. Charismatic Acclamation | 1125 |
| 4. The Transition to Democratic Suffrage | 1127 |
| 5. The Meaning of Election and Representation | 1128 |
| 6. Excursus of Party Control by Charismatic Leaders, Notables and
Bureaucrats | 1130 |
| 7. Charisma and the Persistent Forms of Domination | 1133 |
| 8. The Depersonalization of Charisma: Lineage Charisma, Clan State
and Primogeniture | 1135 |
| 9. Office Charisma | 1139 |
| 10. Charismatic Kingship | 1141 |
| 11. Charismatic Education | 1143 |
| 12. The Plutocratic Acquisition of Charisma | 1145 |
| 13. The Charismatic Legitimation of the Existing Order | 1146 |
|
| III. Discipline and Charisma | 1148 |
| 1. The Meaning of Discipline | 1148 |
| 2. The Origins of Discipline in War | 1150 |
| 3. The Discipline of Large-Scale Economic Organizations | 1155
|
| Notes | 1156 |
|
|
|
| Chapter XV
|
| Political and Hierocratic Domination | 1158 |
| 1. Charismatic Legitimation: Rulers versus Priests | 1158 |
| 2. Hierocracy, Theocracy and Caesaropapism | 1159 |
| 3. The Church | 1163 |
| 4. Hierocratic Reglementation of Conduct and Opposition to Personal Charisma
| 1164 |
| 5. The Hierocratic Ambivalence Toward Asceticism and Monasticism |
1166 |
| 6. The Religious-Charismatic and Rational Achievements of Monasticism |
1168 |
| 7. The Uses of Monasticism for Caesaropapism and Hierocracy | 1170
|
| 8. Compromises Between Political and Hierocratic Power | 1173 |
| 9. The Social Preconditions of Hierocratic Domination and of Religiosity
| 1177 |
| 10. The Impact of Hierocracy on Economic Development | 1181 |
| A. The Accumulation of Church Lands and Secular
Opposition | 1181 |
| B. Hierocratic and Bourgeois Trading and Craft
Interests | 1183 |
| C. Heirocratic and Charismatic Ethics Versus
Non-Ethical Capitalism | 1185 |
| D. The Ban on Usury, the Just Price, and the
Downgrading of Secular Vocational Ethics | 1188 |
| E. Heirocratic Rationalization and the Uniqueness
of Occidental Culture | 1192 |
| 11. Hierocracy in the Age of Capitalism and of Bourgeois Democracy |
1193 |
| 12. The Reformation and Its Impact on Economic Life | 1196 |
| A. The Political and Religious Causes of the
Religious Split | 1196 |
| B. Lutheranism | 1197 |
| C. Ethics and Church in Calvinism | 1198
|
| 13. Hierocracy and Economic Ethos in Judaism | 1200 |
| A. Excursus on Interpretations of the
Judaic Economic Ethos | 1202 |
| B. Judaism and Capitalism | 1203 |
| 14. Sect, Church and Democracy | 1204 |
| Notes | 1210 |
|
|
|
| Chapter XVI |
| The City (Non-Legitimate Domination) | 1212 |
|
| I. Concepts and Categories of the City | 1212 |
| 1. The Economic Concept of the City: The Market Settlement | 1212
|
| 2. Three Types: The Consumer City, the Producer City,
the Merchant City | 1215 |
| 3. Relation of the City to Agriculture | 1217 |
| 4. The Urban Economy as a Stage of Economic Development |
1218 |
| 5. The Politico-Administrative Concept of the City | 1220 |
| 6. Fortress and Garrison | 1221 |
| 7. The City as a Fusion of Fortress and Market | 1223 |
| 8. The Commune and the Burgher: A Survey |
1226 |
| A. Features of the Occidental Commune |
1226 |
| B. Lack of Communal Features in the Orient |
1226 |
| C. Pre-Communal Patrician Cities – Mecca
| 1231 |
| Notes | 1234 |
|
| II. The Occidental City | 1236 |
| 1. Character of Urban Landownership and Legal Status of Persons |
1236 |
| 2. The Rise of the City as a Confraternity | 1241 |
| 3. A Prerequisite for Confraternization: Dissolution of Clan Ties |
1243 |
| 4. Extra-Urban Associations in the Ancient and Medieval City | 1244
|
| 5. The Sworn Confraternization in the Occident: Legal and Political Consequences
| 1248 |
| 6. The coniurationes in Italy | 1251 |
| 7. The confranerniates in the Germanic North | 1256 |
| 8. The Significance of Urban Military Autonomy in the Occident |
1260 |
| Notes | 1262 |
|
| III. The Patrician City in the Middle Ages and in Antiquity |
1266 |
| 1. The Nature of Patrician City Rule | 1266 |
| 2. The Monopolistically Closed Rule of the Nobili in Venice |
1268 |
| 3. Patrician Rule in Other Italian Communes: The Absence of Monopolist Closure,
and the Institution of the Podestà | 1273 |
| 4. English City Oligarchies and Their Constraint by the Royal Administration
| 1276 |
| 5. Rule of the Council-Patriciate and of the Crafts in Northern Europe |
1281 |
| 6. Family-Charismatic Kingdoms in Antiquity | 1282 |
| 7. The Ancient Patrician City as a Coastal Settlement of Warriors |
1285 |
| 8. Ancient and Medieval Patrician Cities: Contrasts and Similarities |
1290 |
| 9. Economic Character of the Ancient and Medieval Patriciate | 1292
|
| Notes | 1296 |
|
| IV. The Plebian City | 1301 |
| 1. The Destruction of Patrician Rule Through the Sworn Confraternity |
1301 |
| 2. The Revolutionary Character of the Popolo as a Non-Legitimate
Political Association | 1302 |
| 3. The Distribution of Power Among the Status Groups of the Medieval Italian
City | 1304 |
| 4. Ancient Parallels: Plebs and Tribune in Rome | 1308 |
| 5. Ancient Parallels: Demos and Ephors in Sparta | 1309 |
| 6. Stages and Consequences of Democratization in Greece | 1311 |
| A. Differential Voting Rights | 1311
|
| B. The Rise of the Compulsory Territorial Organization
and of Territorial Legislation | 1312 |
| C. The Replacement of Notables by Democratic
Functionaries | 1314 |
| 7. Illegitimate Rulership: The Ancient Tyrannis | 1315 |
| 8. Illegitimate Rulership: The Medieval Signoria | 1317 |
| 9. The Pacification of the Burghers and the Legitimation of the Signoria
| 1319 |
| 10. Urban Autonomy, Capitalism and Patrimonial Bureaucracy: A Summary |
1322 |
| A. Political Autonomy | 1323 |
| B. Autonomous Law Creation | 1325 |
| C. Autocephaly | 1326 |
| D. Taxing Autonomy | 1327 |
| E. Market Rights and Autonomous Urban Economic
Policy | 1328 |
| F. Attitude Toward Non-Citizen Strata |
1331 |
| G. The City and the Church | 1333 |
| Notes | 1335 |
|
| V. Ancient and Medieval Democracy | 1339 |
| 1. Origin of the Ancient Lower Class: Debtors and Slaves | 1340
|
| 2. Constituencies of the City: Ancient Territorial Units versus Medieval
Craft Associations | 1343 |
| 3. Excursus on Athenian versus Roman Constituencies | 1348
|
| 4. Economic Policies and Military Interests | 1349 |
| 5. Serfs, Clients and Freedmen: Their Political and Economic Role |
1354 |
| 6. The Polis as a Warrior Guild versus the Medieval Commercial Inland City
| 1359 |
| 7. Ancient City States and Impediments to Empire Formation | 1363
|
| Notes | 1368 |
|
|
|
|
|
|
Appendices |
|
| Appendix I |
| Types of Social Action and Groups | 1375 |
|
|
|
| Appendix II |
| Parliament and Government in a Reconstructed Germany (A Contribution
to the Political Critique of Officialdom and Party Politics) | 1381 |
| Preface | 1381 |
| I. Bismarcks Legacy | 1385 |
|
| II. Bureaucracy and Political Leadership | 1393 |
| 1. Bureaucracy and Politics | 1393 |
| 2. The Realities of Party Politics and the Fallacy of the Corporate State
| 1395 |
| 3. Bureaucratization and the Naivité of the Literati | 1399
|
| 4. The Political Limitations of Bureaucracy | 1403 |
| 5. The Limited Role of the Monarch | 1405 |
| 6. Weak and Strong Parliaments, Negative and Positive Politics |
1407 |
| 7. The Constitutional Weaknesses of the Reichstag and the Problem
of Leadership | 1410 |
|
| III. The Right of Parliamentary Inquiry and the Recruitment of Political
Leaders | 1416 |
| 1. Effective Supervision and the Power Basis of Bureaucracy | 1417
|
| 2. Parliament as a Proving Ground for Political Leaders | 1419 |
| 3. The Importance of Parliamentary Committees in War and Peace |
1420 |
| 4. Domestic Crises and the Lack of Parliamentary Leadership | 1424
|
| 5. Parliamentary Professionalism and the Vested Interests | 1426
|
|
| IV. Bureaucracy and Foreign Policy | 1431 |
| 1. The Governments Failure to Curb Harmful Monarchic Pronouncements
| 1431 |
| 2. Parliamentary and Legal Safeguards | 1438 |
|
| V. Parliamentary Government and Democratization | 1442 |
| 1. Equal Suffrage and Parliamentarism | 1442 |
| 2. The Impact of Democratization on Party Organization and Leadership |
1443 |
| 3. Democratization and Demagoguery | 1449 |
| 4. Plebiscitary Leadership and Parliamentary Control | 1451 |
| 5. The Outlook for Effective Leadership in Postwar Germany | 1459
|
| Notes | 1462 |
|
|
|
|
|
| Index |
| Scholars | iii |
| Historical Names | v |
| Subjects | xi |